Whale Activity Tracker

CAT

Caterpillar Inc.
2026-05-11 06:31
$897.45 +0.20% $413.4B
LEAN BEARISH
Whales showing caution on CAT. Distribution signals outweigh accumulation. Insiders are net buyers (392,008 shares bought vs 239,367 sold) — bullish conviction from management. Strong institutional ownership at 76.4% with 2 of 10 top holders actively accumulating this quarter.
Action Plan
Options Flow
期权
BEARISH
2.17
Insider
内部交易
LEAN BULLISH
Net Buy
Smart Money
机构流向
LEAN BULLISH
20% accum
Short Interest
做空
NEUTRAL
1.6%
DISTRIBUTION
4.2/10
Whale Activity Rating
Distribution Neutral Accumulation
Options Flow: BEARISH
Insider: LEAN BULLISH
Institutional: LEAN BULLISH
Dark Pool: NEUTRAL
4/4 sources | Confidence: 76%
📈 Options Flow 期权异动
Unusual options volume vs open interest. High volume/OI ratio signals whale positioning. Put/Call ratio indicates directional bias.
PUT / CALL RATIO
0 (Bullish)1.02.0+ (Bearish)
2.17
BEARISH
CALL VOLUME
5,642
PUT VOLUME
12,267
TOTAL VOLUME
17,909
UNUSUAL STRIKES
0
High Volume Contracts — Vol > 500 (2 contracts)
TypeStrikeExpiryVolume
PUT$5452026-05-221,290
PUT$8902026-05-15548
P/C OI RATIO
4.64
TOTAL OI
987
CALL OI
175
PUT OI
812
👤 Insider Trading 内部交易
SEC Form 4 filings — officer and director buys/sells in the last 90 days. Net buying is a strong bullish signal.
62% BUY
38% SELL
SHARES BOUGHT (6m)
392,008
SHARES SOLD (6m)
239,367
NET INSIDER FLOW
+152,641
FORM 4 FILINGS (90d)
51
Recent Insider Transactions (1 buys / 6 sells / 3 grants)
TypeInsiderSharesDate
SELLFASSINO ANTHONY D.9,1522026-05-06
SELLDE LANGE BOB24,2222026-05-06
SELLBONFIELD ANDREW ROBERT JOHN15,6742026-05-06
SELLSHURMAN RODNEY MICHAEL5,6392026-05-05
SELLKAISER JASON5,6422026-05-04
BUYMACLENNAN DAVID W2502026-05-04
SELLCREED JOSEPH E2,5002026-03-05
GRANTKAISER JASON1,6502026-03-02
GRANTOWENS DEREK1,3862026-03-02
GRANTSHURMAN RODNEY MICHAEL1,3202026-03-02
🏦 Smart Money Flow 机构资金流向
Quarter-over-quarter position changes from 13F filings. Shows whether institutional investors are accumulating (buying more) or distributing (selling) — the strongest signal of whale conviction.
INSTITUTIONAL OWNERSHIP
76.4%
ACCUMULATION vs DISTRIBUTION
20% ACCUMULATING
80% DISTRIBUTING
NET SHARES FLOW
+2,949,130
FLOW SCORE
+0.08
ADDING
2
SELLING
1
Institutional Position Changes (QoQ)
ActionInstitution% HeldQoQ ΔShares Δ
▲ ADDINGBlackrock Inc.7.86%+5.6%+1,923,409
▲ ADDINGBank of America Corporation1.46%+15.2%+890,670
▬ HOLDVanguard Group Inc10.07%+1.0%+441,063
▬ HOLDState Street Corporation7.68%+1.1%+385,038
▬ HOLDFisher Asset Management, LLC2.12%+3.0%+282,893
▬ HOLDGeode Capital Management, LLC2.30%+0.9%+94,639
▬ HOLDGates Foundation Trust1.38%0.0%0
▬ HOLDState Farm Mutual Automobile Insurance Co3.78%-0.5%-87,593
▬ HOLDMorgan Stanley1.54%-2.2%-162,114
▼ TRIMMINGPrice (T.Rowe) Associates Inc1.30%-12.0%-818,875
ETF & Mutual Fund Flow (1 adding / 0 selling)
ActionFundQoQ ΔShares Δ
▬ HOLDVANGUARD INDEX FUNDS-Vanguard Total Stock Mar-0.3%-38,337
▬ HOLDVANGUARD INDEX FUNDS-Vanguard 500 Index Fund+2.1%+242,743
▬ HOLDiShares Trust-iShares Core S&P 500 ETF+0.2%+14,913
▬ HOLDFidelity Concord Street Trust-Fidelity 500 In-0.2%-13,698
▬ HOLDSPDR DOW JONES INDUSTRIAL AVERAGE ETF TRT-Sta-0.8%-42,833
▬ HOLDSPDR S&P 500 ETF TRUST-State Street SPDR S&P -2.0%-112,886
▬ HOLDVANGUARD INDEX FUNDS-Vanguard Value Index Fun+2.4%+99,705
▬ HOLDVANGUARD INSTITUTIONAL INDEX FUNDS-Vanguard I-1.6%-44,780
▲ ADDINGWASHINGTON MUTUAL INVESTORS FUND+7.7%+192,629
▬ HOLDVANGUARD SPECIALIZED FUNDS-Vanguard Dividend +1.2%+30,782
🕶 Short Interest & Dark Pool 做空 & 暗池
Short interest as % of float and days-to-cover. Rising SI = bearish pressure. High SI + decreasing = shorts covering (bullish). Squeeze risk rated by SI level.
SHORT INTEREST (% OF FLOAT)
0%10%20%30%+
SHORT % FLOAT
1.6%
DAYS TO COVER
3.3
SI CHANGE (MoM)
↓ 0.8%
SQUEEZE RISK
MINIMAL
SHARES SHORT
7,595,776
PRIOR MONTH
7,659,420
FLOAT SHARES
459,190,626
AVG VOLUME
2,610,098
📡 Data Sources 数据来源
Options Flow
BEARISH (80%)
Insider Trading
LEAN BULLISH (90%)
Smart Money Flow
LEAN BULLISH (75%)
Short Interest
NEUTRAL (60%)
📋 Summary 综合摘要